El Instituto Lincoln de Políticas de Suelo y la Universidad Nacional de Educación a Distancia (UNED) se han unido para desarrollar un nuevo programa de máster con un contenido original. Se trata de uno de los pocos programas de posgrado a nivel mundial que reúne sistemáticamente los marcos legales y herramientas que sostienen la planificación urbana, con instrumentos fiscales, ambientales y de participación.
El máster en Políticas de Suelo y Desarrollo Urbano Sostenible es un programa en formato virtual y se compone de tres módulos, cada uno de los cuales aborda una parte importante de la realidad actual de las ciudades: el derecho administrativo urbano, el financiamiento con base en el suelo, el cambio climático y el desarrollo sostenible, y el conflicto urbano y la participación ciudadana.
El programa está dirigido especialmente a estudiantes de posgrado y otros graduados con interés en políticas urbanas desde una perspectiva jurídica, ambiental y de procesos de participación, pero también a funcionarios públicos. Los participantes del máster recibirán el entrenamiento tanto intelectual como técnico para liderar la implementación de medidas que permitan la transformación de las ciudades.
El Instituto Lincoln destinará fondos para becas que cubrirán la matrícula completa del máster de los estudiantes seleccionados.
Detalles
Submission Deadline
December 6, 2021 at 11:59 PM
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Palabras clave
mitigación climática, desarrollo, resolución de conflictos, gestión ambiental, Favela, Henry George, mercados informales de suelo, infraestructura, regulación del mercado de suelo, especulación del suelo, uso de suelo, planificación de uso de suelo, valor del suelo, tributación del valor del suelo, impuesto a base de suelo, gobierno local, mediación, salud fiscal municipal, planificación, tributación inmobilaria, finanzas públicas, políticas públicas, regímenes regulatorios, resiliencia, urbano, desarrollo urbano, urbanismo, recuperación de plusvalías, zonificación
In 2020, leaders of smaller U.S. legacy cities confronted more than their usual challenges. The COVID-19 pandemic and the Black Lives Matter movement laid bare persistent racial and income segregation common in these postindustrial centers. A long history of discriminatory and failed policies contributes to these conditions.
This report does not serve as a treatise on eradicating injustice from small legacy cities. Instead, the report focuses on the significant opportunity that these cities now have to combat inequity and increase economic competitiveness by embracing policies that support equitable development.
America’s smaller legacy cities—such as Akron, Ohio; Erie, Pennsylvania; Kalamazoo, Michigan; and Worcester, Massachusetts—are well positioned to promote development that includes and benefits all residents while improving economic competitiveness. This report shows local changemakers how to incorporate equity into the traditional suite of revitalization strategies by focusing on both physical development and investment in residents. The report makes a case for why local changemakers should care about equity and offers ways to shape development policies and actions to make them equitable. Most of these strategies are tailored to the unique conditions of smaller, weak-market legacy cities and can, for the most part, be implemented at the local level. Case studies further illustrate each of these strategies.
An earlier Policy Focus Report from the Lincoln Institute of Land Policy and Greater Ohio Policy Center, Revitalizing America’s Smaller Legacy Cities, discusses smaller legacy cities and the economic and historical dynamics that shape them, including a detailed analysis of their demographics (Hollingsworth and Goebel 2017). The 2017 report provides a more detailed foundation for the equitable development strategies discussed here.
The Equitable Development Imperative: How Greater Equity Can Support Growth
Chris Benner and Manuel Pastor (2012, 2015) assert the economic imperative for addressing long-standing inequality by demonstrating that racial and income inequality are not just outcomes of a postindustrial world, but also drivers of current and future regional economic stagnation. Specifically, they found that “high inequality, measured in a variety of different ways, has a negative impact on growth and that these impacts are in fact stronger in regions with what many in the literature call ‘weak market’ central cities” (Pastor and Benner 2008). While this “dragging effect” of inequality on financial strength is concerning, a growing and encouraging body of research offers a path forward, validating the economic advantages of improving equity (Pastor and Benner 2008).
Research by the Federal Reserve Bank of Cleveland supports this, finding that “a skilled workforce, high levels of racial inclusion, and progress on income equality correlate strongly and positively with economic growth” (Benner and Pastor 2012; Eberts, Erickcek, and Kleinhenz 2006).
Persistent disparities can depress a city’s economy. Revitalization without a deliberate equity component does little to address underlying injustices. Alan Mallach’s 2014 analysis of traditional legacy city revitalization shows us how development designed for high-income residents in the downtown or central business district alone does not improve inequities citywide. Mallach found that traditional revitalization in some legacy cities failed to improve economic and quality-of-life indicators for the least advantaged residents: “Revitalization, at least at the scale and of the character that is being experienced in these cities, does not confer citywide benefits; if anything, it may even redirect jobs, resources, and wealth away from large parts of the city, concentrating them in a smaller area and leaving the rest worse off than before” (Mallach 2014).
Urban Institute researchers, in their analysis of how larger cities recovered from the Great Recession, concur with Mallach’s finding. They write, “Across all types of cities, local leaders are beginning to recognize that economic growth does not automatically lead to inclusion; rather, intentional strategies are needed” (Poethig et al. 2018). Federal Reserve researchers also weigh in on this, saying: “The pursuit of societal goals, such as racial inclusion and lower income dispersion, are very compatible with economic growth” (Eberts, Erickcek, and Kleinhenz 2006).
Sidebar: What are equity and equitable development?
This report uses the term “equity” broadly to refer to an overarching goal: to make opportunity accessible to all, regardless of background and circumstance, and to make a special effort to improve outcomes for low-income populations and communities of color to bring them into parity with other populations. Greater equity is possible when poverty and disparities in wealth, employment, and health shrink as incomes and access to employment increase. In equitable cities, decision makers value the perspectives of all residents and ensure that anyone who wants to participate in civic life can have a seat at the table.
“Equality” and “equity” are not synonymous. Many scholars of equity and inclusion have argued that equality means funding, access to support, and decision-making power are shared equally, and one solution applies to all (Blackwell 2016). But treating all issues equally does not correct underlying inequities; instead, it perpetuates them, because policies and practices impact individuals and communities differently. Committing to equity means tailoring solutions and supports to local needs and circumstances so that everyone thrives.
The process of equitable development must include diverse stakeholders who provide critical input and take leadership roles. Equitable development must also protect residents from being physically or culturally forced out of their homes while improving market strength and encouraging new market-rate development. Practitioners need to be patient and strategic, understanding that it takes time to realize the desired outcomes. In the meantime, changemakers can track progress with data and make course corrections as needed.
Unique Challenges and Opportunities for Equitable Development in Smaller Legacy Cities
Developments like the renovated Dayton Arcade in Dayton, Ohio, can spur improved coordination of small business development and service delivery.Credit:Tom Gilliam/Cross Street Partners.
One major advantage that smaller legacy cities have when advancing equitable development is that their leaders often already have meaningful relationships with each other. When intentionally nurtured, these connections can lead to fruitful coalitions. The path to better economic times is through collaboration; this was true in the aftermath of the Great Recession, and it is likely to continue to be true in the pandemic era (Brachman 2020). Conversely, strained or poor relationships resulting from competition over scarce resources or other factors can impede progress for smaller legacy cities. Steps for dealing with these conflicts are addressed later in this report.
Another advantage is that the relative lack of market pressures in smaller legacy cities means leaders can take their time to get plans right without rapid development threatening to get ahead of the planning process. Additionally, the smaller size of these places makes them an ideal environment for testing ideas and changing paradigms, eloquently described in the Ferguson Commission report (2015) as encouraging a “culture of trying.” Smaller legacy cities can make course corrections and quick pivots—critical pieces of “trying”—by expeditiously seeking residents’ input and regularly checking back in for feedback.
An equity agenda cannot be built entirely on a city’s real estate market. This is especially true in smaller legacy cities, which often lack the market strength to support development impact fees or exactions—payments made by developers to local governments to deliver public goods associated with a project, such as infrastructure, open space, or affordable housing.
Because those strategies may not be suitable for all smaller legacy cities, this report describes alternative routes to equity that do not require waiting for a strong real estate market. For example, leaders in Dayton, Ohio, co-located a number of similar community programs when they renovated the Dayton Arcade. This facilitated more coordinated, collaborative, and efficient delivery of small business development services. Because revitalization work must extend beyond the physical environment, many strategies presented in this report seek to increase human capital. Case studies focus on coalition building, planning, and workforce development. Research supports this need for a breadth of strategies. In an examination of how to improve upward mobility for low-income families and families of color in America’s metro areas, researchers from the U.S. Partnership on Mobility from Poverty found, “The evidence suggests that full-scale transformation will result not from any single policy endeavor, but through a long-term process that extends beyond investments in the distressed neighborhoods themselves to also address the economic, political, and social systems that helped create and sustain neighborhood disparities” (Turner et al. 2018).
The case studies included here from larger cities or healthier markets can be adapted for smaller legacy cities. Many of the examples come from Ohio, which is home to 20 smaller legacy cities (a relatively high number for one state), and a state policy environment that is not particularly city-friendly. As such, Ohioans have been innovating at the local level for decades. Additionally, this report purposefully prioritizes equitable development strategies that can start at any time, regardless of market strength, and are primarily within the control of local leaders.
Equitable Development in the COVID-19 Context
Without a doubt, the COVID-19 pandemic has heightened challenges faced by leaders in small legacy cities. Already weak housing markets are further strained as tenants and owners face job losses and increased financial instability. When limited resources force city leaders to make difficult strategic investment decisions, residents may sometimes view these choices as picking favorites. This dynamic erodes trust and underscores how essential it is to develop a defensible plan and an inclusive process to guide decision making. COVID-19 has also increased food insecurity and presented public health challenges such as caring for sick residents and administering vaccines. These new fiscal demands, along with concurrent or projected declines in local tax revenue, make financing revitalization even more difficult in smaller legacy cities. Yet these challenges often provide the impetus for new partnerships.
Constrained resources can motivate committed local leaders to forge a sense of common destiny and develop strategic partnerships. Today’s conditions may further broaden awareness about existing challenges and generate momentum for new collaborations, while also encouraging leaders to strategically stretch every dollar to yield the most significant impact.
When the pandemic began, many local governments were already financially fragile. They had not yet recovered from the Great Recession, more than a decade after its official end. Nationally, cities anticipate losing 10 to 15 percent of their revenue in 2021, and the actual amount may be more significant, depending on the type of tax revenue cities depend on (Greater Ohio Policy Center 2020; McFarland and Pagano 2020).
These revenue challenges are compounded by a dramatic need for initiatives to help support residents and retain small businesses, such as establishing non-congregate shelters, increasing food access, offering small business grants and loans, and expanding internet access. Many local governments have already cut spending by shelving or scaling back scheduled capital projects and laying off staff, actions that then challenge their ability to undertake strategic investments.
COVID-19 has exacerbated racial disparities in both physical health and economic well-being. While low- and moderate-income people, many of whom are people of color, have benefited from various protections against eviction in the short term, renters worry that they may not be able to pay their accumulated debt. Local landlords who are financially dependent on rental income often dominate the rental market in smaller cities, and the pandemic puts their income at risk, too.
The long-term consequences for the economies of smaller legacy cities are ultimately unknown—but worrisome. Nevertheless, leaders of smaller legacy cities consider these challenges a setback, not a death knell. Many of Ohio’s smaller legacy cities even report that their traditional economic development efforts were extraordinarily successful in 2020 despite the effects of the pandemic. Linking these economic development successes to equity goals remains a challenge for some, but more stakeholders are growing aware of the issue thanks to an increasing number of conference panels, training sessions, and informal conversations.
The COVID-19 pandemic also creates a unique opportunity for legacy city leaders to prioritize equity through recovery. A growing national focus on racial justice is underscoring the pandemic’s disproportionate impacts on communities of color. Racial justice protests have occurred in many smaller legacy cities, and many communities have declared racism a public health crisis (Walliser-Wejebe 2020).
Such protests hold the potential to build dialogue among residents and municipal governments, including police (Frolik 2020; Petersen 2020). Legacy city leaders can seize the moment and fully acknowledge long-standing racial and economic disparities within their cities, as well as the fact that recent economic growth has not benefited all residents equally (Economic Innovation Group 2020). This increased awareness in an environment of heightened urgency paves the way for a more equitable strategic plan for recovery from a pandemic-driven recession and a more inclusive future for smaller legacy cities.
Addressing Concerns About Gentrification in Smaller Legacy Cities
An enduring tension within revitalization efforts is between the need for new market-rate housing and residents’ fears of displacement. Declining populations and low incomes in small legacy cities prompt the need to attract new and higher-income residents to approach a healthy bell-curve distribution of incomes (Mallach 2018). Many smaller legacy cities in the Midwest have weak housing markets that require interventions to strengthen the market.
However, city leaders and developers must authentically acknowledge community concerns as they begin to bring investments to these neighborhoods. Leaders can build trust by bringing a community together to address the need for a mix of incomes, while also acknowledging and mitigating cultural changes and fear of displacement in an open, honest, and transparent way—as in the case of the Bowman Creek Educational Ecosystem in South Bend, Indiana. Physical redevelopment can meet equitable development objectives and maintain a neighborhood’s sense of cultural identity by preserving important community assets such as churches, parks, retail corridors and the long-standing merchants within them, and community and recreation centers. More strategies for addressing these dynamics are considered in the full report.
A Common Destiny
Today, smaller legacy cities continue to lose major employers, jobs, and in some cases residents. These trends are exacerbating long-standing racial and income disparities, which have been deepened by COVID-19’s infection rates and economic impacts. The need to address the persistent racial and income segregation common in smaller legacy cities is more urgent than ever. Equitable development offers a new playbook to address inequality while increasing economic competitiveness.
Strategic work to improve these indicators will provide more opportunities for many residents and will increase potential for broader economic recovery. New investment needs to include deliberate interventions to correct these damaging inequalities. Some smaller legacy cities are experiencing revitalization, but the investments typically do not benefit the city as a whole (Mallach 2014). To reach everyone, revitalization strategies need to be deliberately designed to improve equity outcomes. This report offers numerous examples of how smaller legacy cities can enhance equitable development and set the stage for healthy, sustainable economic recovery. Our strategies acknowledge the importance of relationships and trust in sustaining meaningful, equitable development work. This work can lead to a sense of common destiny among diverse groups and help address disparities and improve economic prospects for the whole city.
Erica Spaid Patras is the senior manager of special projects at the Greater Ohio Policy Center. She studies the impact of potential public policy changes on the real estate market, manages a community of practice focused on expanding access to capital in underinvested neighborhoods and communities across Ohio, and evaluates the impact of transportation policy in Ohio. She holds a master of city planning degree from the University of California, Berkeley, and a B.A. from Macalester College in St. Paul, Minnesota.
Alison Goebel is the executive director at the Greater Ohio Policy Center. She is responsible for charting the center’s strategic direction; directing the research, advocacy, and outreach teams; and securing resources for this work. She is the author of numerous research reports and policy briefs on the revitalization of weak-market cities, transportation funding, and local governance structures in Ohio. She holds a Ph.D. and an M.A. in anthropology from the University of Illinois, Urbana-Champaign, and a B.A. from Miami University in Oxford, Ohio.
Lindsey Elam is the manager of research at the Greater Ohio Policy Center. She has a master’s degree in city and regional planning and a B.S. in social work, both from the Ohio State University. She is a certified planner (AICP) with the American Planning Association and a LEED Green Associate through the U.S. Green Building Council, and she has completed trainings through the Form-Based Codes Institute.
Lead image: The Erie Downtown Development Corporation, a nonprofit in Erie, Pennsylvania, has increased Erie revitalization capacity and redevelopment funding—and also sponsors the annual Celebrate Erie festival, which traditionally includes this community-driven Chalk Walk. Credit: Robert Frank.
References
Benner, Chris, and Manuel Pastor. 2012. Just Growth: Inclusion and Prosperity in America. New York, NY: Routledge.
———. 2015. Equity, Growth, and Community: What the Nation Can Learn from America’s Metro Areas. Oakland, CA: University of California Press.
Brachman, Lavea. 2020. The Perils and Promise of America’s Legacy Cities in the Pandemic Era. Washington, DC: Brookings Institution.
Eberts, Randall, George Erickcek, and Jack Kleinhenz. 2006. Dashboard Indicators for the Northeast Ohio Economy: Prepared for the Fund for Our Economic Future. Cleveland, OH: Federal Reserve Bank of Cleveland.
Greater Ohio Policy Center. 2020. A Mortal Threat to Ohio’s Economic Competitiveness: SB352, HB754, and the Buckeye Institute Lawsuit. Columbus, OH: Greater Ohio Policy Center.
Hollingsworth, Torey, and Alison Goebel. 2017. Revitalizing America’s Smaller Legacy Cities: Strategies for Postindustrial Success from Gary to Lowell. Policy Focus Report. Columbus, OH: Lincoln Institute of Land Policy and Greater Ohio Policy Center.
Mallach, Alan. 2014. The Uncoupling of the Economic City. Washington, DC: Urban Affairs Review.
———. 2018. The Divided City: Poverty and Prosperity in Urban America. Washington, DC: Island Press.
McFarland, Christiana K., and Michael A. Pagano. 2020. City Fiscal Conditions 2020. Washington, DC: National League of Cities.
Pastor, Manuel, and Chris Benner. 2008. “Been Down So Long: Weak-Market Cities and Regional Equity.” In Retooling for Growth: Building a 21st Century Economy in America’s Older Industrial Areas, ed. Richard M. McGahey and Jennifer S. Vey, 89–118. Washington, DC: Brookings Institution Press.
Poethig, Erika, Solomon Greene, Christina Stacy, Tanaya Srini, and Brady Meisell. 2018. Inclusive Recovery in U.S. Cities. Washington, DC: Urban Institute.
Turner, Margery Austin, Solomon Greene, Anthony Iton, and Ruth Gourevitch. 2018. Opportunity Neighborhoods: Building the Foundation for Economic Mobility in America’s Metros. Washington, DC: U.S. Partnership on Mobility from Poverty.
Among its many consequences, the pandemic ushered in a period of experimental, rapid-fire adjustments to public space. Cities were suddenly tweaking zoning rules to allow more outdoor dining, blocking off streets to give pedestrians and bicyclists more space, and figuring out how to respond to dramatic upticks in food and retail pickup and delivery. It has been a pivotal stretch, in short, for managing the curb.
Even before the lockdowns began, the increasing popularity of transportation network companies—from ridesharing services like Uber and Lyft to scooter firms like Bird and Lime—had made curb management a rising priority for many cities. “In today’s urban fabric, few spaces are more contested than the curb,” the American Planning Association declared back in the before-times of 2019.
But the welter of recent experiments, some involving deployment of new technologies, seems even more significant. Consider the case of Aspen, Colorado. Aspen is an unusual municipality, with a downtown business district that is geographically modest, at just 16 square blocks. Nevertheless, it’s extremely busy: the retail and restaurant businesses there rack up a collective $1 billion a year. The inevitable upshot is that demand for curb space—for parking, for deliveries—can outpace supply. And that makes Aspen a useful curb-management lab.
In February 2020, Aspen joined a group of municipalities exploring pilot programs with a start-up called Coord, one of a number of “smart city” tech companies with a curb-management bent. “I’m a data freak,” explains Mitch Osur, Aspen’s director of parking and downtown services. He figured that at the very least, Coord’s platform—which integrates “smart zones” with a payment app used by delivery drivers (and a separate app for enforcement officers)—could give him fresh insight into how the downtown streets are really being used.
The city identified what it believed were its busiest loading zones. Starting in November 2020, using these zones required booking space through Coord’s app, at a cost of $2 an hour. While regular street parking in downtown Aspen can cost $6 an hour, the city (like many others) had never previously charged for loading, but figured it was necessary to get delivery fleets’ attention. In the end there wasn’t much pushback; most drivers appreciated being able to capture a time slot. When one shipping fleet manager questioned the scheme, Osur explained that the shipper could use other loading zones, but the data Aspen was collecting would affect policy decisions about curbs across the downtown area. “If you’re not part of the program, your data won’t count,” he added. Moreover, he was sharing data with participants and soliciting their input. The shipper signed on.
Because the Coord platform tracks actual usage of the smart loading zones, Osur did indeed get plenty of fresh data. Some was expected, some surprising. He figured average “dwell times” were about 30 minutes, and found they were averaging 39 minutes and 13 seconds. The dwell times were longer in the morning and shrank to about 15 minutes after 2 p.m. He was surprised to learn that the busiest days weren’t Monday and Friday, as expected, but Tuesday and Thursday; Wednesday’s loading zone use was half that of peak days. Based on these insights, Aspen is planning to change the rules for some zones, converting them to regular parking at 11 a.m. on some days rather than 6 p.m. (Osur has seen other changes as a result of adopting Coord; drivers have stopped snagging space early and eating lunch in loading zones, a previously routine practice.)
Coord has run similar pilots in Omaha, Nashville, and other cities. But it is just one entity involved in curb-management experiments. Cox Communications, through its Cox2M “internet of things” division, is testing curbside kiosks that can essentially monitor dwell times in loading zones and present a countdown clock warning drivers not to overstay their time on the curb; the technology can alert city enforcement when drivers linger. Las Vegas is running a pilot program with the technology, which can also be used to manage commercial deliveries, a Cox official told Government Technology. Columbus, Ohio, and Washington, DC, have run pilots with another app, curbFlow, designed to coordinate deliveries from multiple services along particularly busy curb stretches.
Technology such as video kiosks and app-based location trackers adds both new options and new complexity to the business of managing curbs. Traditionally, defining curb use has involved signage and paint, which are hard to tweak quickly, notes Anne Goodchild, professor of civil and environmental engineering at the University of Washington, whose Urban Freight Lab has focused on public-private efforts to address evolving delivery logistics and planning.
Perhaps because of the pandemic, cities have been more willing to try new options. Before the pandemic, a curb change would have entailed lengthy public processes. The crisis showed that a more nimble alternative was possible. “We did some things differently,” Goodchild says. “For example, we changed curb allocations literally overnight.”
The pandemic pushed a fast-forward button on both new patterns of street usage and policy responses to those patterns, says Heather Hannon, associate director of planning practice and scenario planning at the Lincoln Institute. During the pandemic, the organization’s Big City Planning Directors Institute shifted from a twice-yearly gathering to a monthly one (held virtually, of course). The pandemic, she points out, “was a reason to try new things.”
Hannon has observed a spike in interest in scenario planning for potential futures among U.S. communities since the pandemic began. She also points out that curb management isn’t merely an issue for downtowns or commercial districts, noting that it tilts into residential neighborhoods as well. The demand for home delivery has soared: food-delivery apps doubled their revenues in a six-month period during 2020 compared to the same period in 2019, and e-commerce in the United States grew 44 percent in 2020 compared to the previous year. These trends will only be complicated by the experiments with robots and drones that policy makers increasingly have to accommodate.
Aspen, meanwhile, has expanded its pilot program, adding new loading zones to the experiment as the number of participating drivers keeps growing. While it is just one experiment in a small city, it overlaps with a singular moment in the way citizens and businesses use technology to interact with planned spaces, opening a window onto how planners and policy makers might think about the future of the curb. “This is totally scalable,” Osur says, referring not to any specific app or technology but to the general idea of cities using new tools to more actively manage the curb. “This is the future.”
Rob Walker is a journalist covering design, technology, and other subjects. He is the author of The Art of Noticing. His newsletter is at robwalker.substack.com.
Image: Curb management has become a rising priority in cities including Las Vegas, where Cox Communications is piloting curbside kiosks that monitor dwell times in loading zones. Credit: Courtesy of Cox Communications.
Conferencias
Consortium for Scenario Planning 2022 Conference
Febrero 3, 2022 - Febrero 4, 2022
Online
Offered in inglés
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The Consortium for Scenario Planning invites you to register for our fifth annual conference, a virtual gathering that will run from February 3 to 4, 2022.
Building on last year’s successful gathering, the fifth annual Consortium for Scenario Planning Conference will focus on how scenario planning can help us better prepare for and reduce the impacts of climate change.
The extreme weather events of summer 2021 and the IPCC’s Sixth Assessment highlighted some of climate change’s most disastrous impacts and underscored the urgency of accelerating climate action—especially in the face of far-reaching, uncertain, and varying localized effects on land, equity, housing, health, transportation, and natural resources.
Scenario planning offers a robust way for cities and regions to prepare and plan for this uncertain future.
The 2022 Consortium for Scenario Planning conference will feature presentations from practitioners, consultants, and academics showcasing cutting-edge advances in the use of scenarios for climate action. Conference sessions will be eligible for AICP Certification Maintenance credits.
adaptación, mitigación climática, recuperación pos-desastre, desarrollo económico, planificación ambiental, planicie aluvial, SIG, infraestructura, uso de suelo, planificación de uso de suelo, planificación, resiliencia, planificación de escenarios
President’s Message
We Need to Get Infrastructure Right. The Stakes Couldn't Be Higher.
The Lincoln Institute is preparing to launch a book about infrastructure, which you’ll find excerpted in the October print issue of Land Lines. It is one of the very few books about infrastructure published in the last decade. It could not come at a better time.
Today, we are on the cusp of historic investments in global infrastructure. The World Bank estimates that we will need more than US$90 trillion in new infrastructure by 2030 to prepare cities for 2 billion new inhabitants, primarily in sprawling metropolises in low-income countries. This total investment exceeds the current annual gross domestic product of all the countries on the planet by around 20 percent. In order to formulate new sustainability strategies and policies for cities in regions where populations are growing rapidly—and in regions where city structures continue to evolve to adjust to innovations in technology and commerce—we need to understand the relationship between urbanization and infrastructure.
The world also faces new challenges associated with the climate crisis, the sharing economy, and the fallout from COVID-19. If we want to protect ourselves from the impacts of the climate crisis, the World Bank suggests we add another US$1 trillion per year to the global investment noted above. If we are to live in a “new normal” shaped by global pandemics, infrastructure design and usage must be modified.
For most people in developed countries, infrastructure is largely invisible, noticed only due to its absence or failure. We are chagrined when the power goes out or the Internet goes down. More distressingly, infrastructure failures can be catastrophic, such as when the Ponte Morandi collapsed into the Polcevera River in Genoa, Italy, in 2018; or when leaking, centuries-old gas pipes destroyed two apartment buildings in East Harlem, New York, in 2014; or when the levees failed and floodwater inundated New Orleans after Hurricane Katrina in 2005.
These awful events made headlines because infrastructure is supposed to be safe and reliable—and for a large portion of the world’s population, it usually is. But most people in developing countries live with inadequate roads, unreliable power supplies, and a lack of safe drinking water and basic sanitation. They have a diminished quality of life and reduced life expectancies as a result, and the growth of their local and national economies is constrained.
When it works, infrastructure represents humanity at its best. Designing, developing, and financing infrastructure requires formidable technical expertise. But to get the job done, we also need to exercise our best social and political skills and work together to provide durable public goods that solve seemingly intractable social, economic, and environmental challenges. Colossal dams spanning treacherous canyons are a great example: they demand exceptional engineering acumen and provide decades of flood prevention, crop irrigation, drinking water, and electricity. Planning and financing infrastructure requires us to dispose of short-term thinking and make investments with benefits that will span generations.
Infrastructure also represents humanity at its worst. We are at our worst when we allow opaque decisions about infrastructure to disadvantage or harm those without the economic or political power to influence those decisions—when new thoroughfares are forced through thriving communities of color to reduce drive times for suburban commuters, for example, or when public officials and beltway bandits strike sweetheart deals behind closed doors. Process is as important as, and sometimes more important than, outcomes. Infrastructure planning must include all stakeholders and account for their needs, aspirations, and rights.
The stakes are high with infrastructure. We commit dizzying sums of money for decades to build and manage projects and systems of unimaginable scale and ambition. The very complexity of all aspects of infrastructure demands paramount integrity: conforming assiduously to engineering specifications, adhering to the rule of law, exercising fiscal discipline, and maintaining absolute transparency and accountability. Decisions to build infrastructure using public funds must be grounded in rigorous cost-benefit analysis. Although such methodologies are well developed in theory, in practice they can be abused with political pressure, intentional bias, or selective myopia.
Moreover, public decision processes cannot always be trusted to produce optimal resource allocations. If we can understand the complexity of infrastructure within real-world constraints, we will make better spending decisions. Despite the obvious need for infrastructure, developing countries struggle to pay for long-term investments. While these constraints are real, there are many ways to finance infrastructure, even in the most impoverished places. These methods include land value capture mechanisms, which have been used for millennia and which involve recovering the increased value of land associated with infrastructure improvements. For example, betterment levies were used by the Roman Empire to build roads, bridges, tunnels, and viaducts connecting a vast area from Portugal to Constantinople. Land readjustment, in which parcels of land are pooled and improved with new infrastructure that is paid for through the sale of a small share of the land, has been used hundreds of times on multiple continents to build capital cities like Washington, DC, or rebuild towns and cities in countries ravaged by war.
How effectively infrastructure meets economic and social goals depends critically on the way it is managed and regulated. Both the public and private sectors are active in infrastructure development and service provision. The infrastructure industry has gone through a cycle of domination by the private sector followed by public takeover and public provision, then to privatization, and to the increasingly popular public-private partnerships. Who gets served by infrastructure, and how they are served, is determined by regulatory structures that protect the public interest and require absolute transparency and accountability of vendors and public officials.
We can learn a lot from international experiences related to the management and regulation of infrastructure. Some countries and regions develop and implement infrastructure plans and strategies to achieve specific social and economic objectives. The European Union used infrastructure grants and loans to help integrate new members both politically and economically through two rounds of expansion. Chinese policy makers advanced high-speed rail development strategies that supported the formation of several major city clusters (or megalopolises) to drive the growth of the national economy. In contrast, Japan’s rail policy relied mainly on the private sector to provide vital social services. The lessons from such experiences are important for countries that aspire to not only formulate effective infrastructure plans but also use infrastructure planning to achieve other important goals.
It is hard to exaggerate the importance of infrastructure for sustaining human habitation on this planet. Without it, to quote Thomas Hobbes, “there is no place for Industry; because the fruit thereof is uncertain; and consequently no Culture of the Earth; no Navigation, nor use of the commodities that may be imported by Sea; no commodious Building; no Instruments of moving, and removing such things as require much force . . . And the life of man, solitary, poore, nasty, brutish, and short.”
At the Lincoln Institute, we have spent more than seven decades addressing social, economic, and environmental challenges using innovative land policies. Among those we have studied and recommended to address global challenges, none is more important than infrastructure. Without the lifeline goods and services delivered by effective and efficient infrastructure, human life would be nastier, more brutish, and shorter. If we can learn from the authors of this book, life will be better and longer for a multitude of people around the world.
George W. McCarthy is president and CEO of the Lincoln Institute of Land Policy.
Image: Interstates 10 and 101 in Los Angeles. Credit: Art Wager via Getty Images.
From Transit to Technology, Planning Faces New Challenges. Here Are Seven Trends to Watch.
By Petra Hurtado and Aleksandra Gomez, Septiembre 27, 2021
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This content was developed through a partnership between the Lincoln Institute and the American Planning Association as part of the APA Foresight practice. It was originally published in APA’s Planning magazine.
“The world turns and we get dizzy.” That’s how Bono would put it.
He’s right: the world’s accelerations, constant technological disruptions, social inequalities, and changing climate are only a few of the dizzying, mind-boggling challenges today’s planners face. Many of them have been with us for a while. But then came COVID-19, which has catalyzed technological disruptions, amplified our awareness of the effects and pervasiveness of social injustice, and sparked countless other challenges.
Some of these trends have such big implications, are so urgent, or are just moving so fast that planners and the profession have no choice but to stay on top of them. That’s where APA Foresight comes in. In partnership with the Lincoln Institute of Land Policy, APA’s research team has been looking into existing and emerging trends in the profession so that we can understand the drivers of change, learn how we can prepare for them, and identify when it is time for planners to act. For this article, we explore what you need to know about seven of the most pressing trends for the profession today.
1. Transit ridership has dropped low. Planners will need to aim high. During the COVID-19 pandemic, transit ridership tanked. New York City saw a 60 percent decrease in subway riders, while San Francisco reported a 90 percent loss of passengers using Bay Area Rapid Transit. The national number of vehicle-miles traveled (VMT) has returned to pre-pandemic levels, but transit ridership is only slowly recovering (and in some places, barely so). There are other modes, like active transportation and shared micromobility options—plus potential newcomers in the next five to 10 years like autonomous vehicles and urban air mobility—that may seem like competitors to transit instead of promising partners.
A pandemic made it even more obvious that, in most cities, people who can afford to live close to transit are not always those who rely on it for mobility. Essential workers without the option to work remotely have faced service disruptions—and there were already access and quality issues before. On top of that, most cities’ transit systems were designed to serve downtown commuters working nine-to-five jobs, which captures a fraction of the transit need, and is even more clear as city centers continue to be underused.
As in-person activities resume, transit agencies and planners will need to rebuild confidence in local transit systems. Ridership patterns before the pandemic—and what became standard during the pandemic—should not be the baseline for transportation planning going forward.
Agile transit solutions are needed to allow for more flexible options outside a nine-to-five work schedule and to accommodate changing mobility needs and behaviors. Equitable transit is imperative to serve those who need it. Partnerships and collaboration with emerging transportation systems will enable transit agencies to be nimble and ensure fair access for all. Meanwhile, transit systems need to expand their capabilities by making immediate improvements in service and reliability, as well as committing to long-term investments.
2. Technology is transforming communities. Planners will need to adapt to capture the benefits. In the last two decades, we have moved from an information age to a digital era. Today, advances in digital technology affect almost every aspect in life: how people live, work, play, and move around town; how businesses communicate with their customers; and even how people make decisions on what jobs to apply for, who to befriend, or who to go on a date with. Though this digital era started only two decades ago, it has been accelerating at an unprecedented pace.
The concept of “smart cities” is a logical consequence and a development of this era, prompting the digital transformation of entire cities and communities. It includes not just the operation of a city and related processes, systems, and communication streams, but also the processes planners use to make plans for a community, collect and use data, and implement their plans.
In this digital era, it is vital that planners learn about smart city concepts and how they can use smart tech to achieve community goals so their communities can benefit from them instead of being harmed by them. Adjusting planning processes to this digital environment and adding new tools, relevant skills, and knowledge to the planner’s repertoire will be crucial for planners to be able to continue creating great communities for all. (A forthcoming PAS Report on smart cities will help fill the knowledge gap, defining smart cities as those that equitably integrate community, nature, and technology and that foster innovation, participation, and co-creation. The report, due later this year, also will explain the role of the planner and identify necessary skills, methods, and approaches. Stay tuned!)
3. Artificial intelligence is on the rise, but the human factor in planning is still crucial. Artificial intelligence has been in development since the 1950s. However, because of the availability of big data and increased computing power, the AI market has grown substantially over the last decade and is expected to grow 20 percent annually over the next few years. While the data-based automated decision-making capabilities of AI will create myriad opportunities to improve current planning processes, data gaps and algorithmic bias pose the risk of exacerbating existing inequalities—and even creating new ones.
Planners and allied professionals should have a strong understanding of the potential impacts and benefits posed by AI on the profession and their communities. AI is already reshaping the local landscape, and it is important to understand how planners can use AI equitably and sustainably. Some important issues to consider are privacy concerns, data quality, and the potential bias of AI.
Additionally, it will be important to emphasize the human factor of planning. While AI will enable us to automate repetitive and tedious tasks such as traffic counts, checking boxes on a list, or certain permitting processes, it won’t be able to replace the human being behind the planner, the change agent who can connect with the individual community members, and the facilitator who can listen to people’s needs and concerns.
4. High and varied demand on public space will require a balancing act. More and more activities are vying for a limited amount of public space. Sidewalks aren’t just pedestrian paths to a destination anymore (but were they ever?). They are also hubs for outdoor dining and farmers markets. When streets are too dangerous and bike lanes are nowhere to be found, sidewalks accommodate scooter riders and bicyclists. Soon, they might even become a path for little robots making autonomous deliveries. Meanwhile, plazas and parks are sites for public gatherings—from protests to picnics to concerts. Roads might handle automobile traffic on weekdays, but during weekends or evenings, they could seamlessly reconfigure into “no car zones.” And curbs are especially in high demand, whether they are for parking cars and micromobility vehicles, dropping off transit or rideshare passengers, or serving as zones for traditional or last-mile autonomous delivery.
People are always going to find a way to creatively shape the public realm. Planners need to foster spaces that are adaptable and responsive to the different types of people who use them. The key focus for planners will be to ensure accessibility and minimize exclusion when balancing these activities. Every community wants bustling public spaces, but planners understand that this should not come at the expense of people’s well-being.
With multiple players, functions, and purposes, planners need to redefine what “shared streets” can mean. They especially need to advocate for the most vulnerable (and traditionally, least protected) people who need and deserve access to public space, such as people with disabilities and those experiencing homelessness.
5. Climate action will take center stage—and have greater urgency. The first 100 days of the Biden administration established a promising policy environment for climate change action at all levels. Now, it’s up to planning practitioners to advance (or initiate) climate-related projects and plans.
Local and state officials have undoubtedly been leading the push for climate action in recent years. With renewed commitment at the national level, they can breathe a little easier. But the situation still requires urgent action. As hundreds of scientists recently announced, this is not a climate crisis anymore; it’s a climate emergency.
Planners can take advantage of federal and state funding, tools, and incentives to implement climate change mitigation and adaptation activities. This might include reducing carbon emissions by investing in renewable energy or supporting the green economy.
State and local governments can also expect more opportunities to engage with federal policy makers and to represent their unique perspective on climate action. And even though COVID-19 recovery might be a top priority in the short-term, climate action is compatible with these activities and can’t be pushed off any longer.
6. Communities are more diverse than ever. So are their needs and experiences. The increase in population diversity requires new planning approaches that can reflect the realities of people across various identities, such as race, age, gender, ability, or religion. This demands that planners view people as more than neat and tidy population groups, but rather as fully realized individuals with unique experiences and needs.
Most practitioners already recognize that there is no one-size-fits-all approach to planning. But the profession also needs to start reconsidering the idea that planning is neutral.
Integrating the context and situation of a community when choosing effective practices and solutions can lead to more conscious, intentional planning. In other words, planning needs to be more dynamic—not neutral—in order to be ready for diversity in the communities that planners serve.
Practitioners should be able to quickly tailor planning solutions to the needs of the least supported, most vulnerable individuals in a community. By pursuing planning exercises that consider life at the individual level, the profession can be more mindful of those who exist at the intersection of multiple identities and how planning solutions might impact them. This can humanize the individuals within a community instead of assuming the experiences of population groups are homogenous, resulting in more dynamic planning with more equitable results.
7. The future of work and workplaces will impact how we use urban space. During the COVID-19 lockdown in the spring of 2020, more than 60 percent of the U.S. workforce was working from home, and many continue to do so. The pandemic has accelerated the digitalization of work. Meanwhile, companies are rethinking their office space needs and considering work-from-anywhere policies or hybrids that allow for smaller to no office space, which comes with significant cost savings. The shift from central business districts to a decentralized, work-from-anywhere approach could bring myriad opportunities to change how we use urban space for the better, if planners are ready.
Previously residential-only neighborhoods will have to accommodate their remotely working residents, adding retail, restaurants and coffee shops, parks, and other amenities typically adjacent to offices. For workers who don’t have the space for an office at home or simply don’t want to stay home all day, neighborhood coworking spaces will be needed. Homogenous places will shift to mixed-use, walkable neighborhoods that allow the community to socialize and connect with one another.
Vacant office and retail spaces can be repurposed to affordable housing or coliving and coworking spaces. Obsolete parking spaces can be converted into neighborhood parks. Creative thinking can lead to solutions to the housing crisis, as well as the mental health crisis that stems from extended isolation and other traumas experienced during COVID-19.
Ultimately, if jobs are not a reason to move to a city anymore, improved quality of life will become the main attraction. So planners may need to redefine what gets prioritized in their communities accordingly.
The world keeps turning and change stops for no one. That’s why APA Foresight is here. APA researchers, in partnership with the Lincoln Institute of Land Policy, are already preparing for our next cycle of trend research to help the profession learn with and prepare for an uncertain future.
Room for Growth
Exploring the Planned Expansion of Shenzhen, China
By Katharine Wroth, Septiembre 21, 2021
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Two hours east of the bustling metropolitan area of Shenzhen, China, a new city is taking shape in Guangdong Province. Formally known as the Shenzhen-Shanwei Special Cooperation Zone (SSSCZ), this 180-square-mile area is a national demonstration project that’s becoming something of a living laboratory for urban design, spatial planning, and land policy.
Initially established 12 years ago through a collaboration between Shenzhen, population 17 million, and the much smaller locality of Shanwei, population 500,000, the SSSCZ is located within the municipal boundaries of Shanwei. Home to about 80,000 people who live in scattered farming and fishing villages, the coastal area has been identified by the national government as a place that can accommodate industrial and residential overflow for Shenzhen, where developable land is extremely limited and expensive. The goal is to develop about 52 square miles of the area by 2035, when the population of the new city is expected to reach 1 million.
The Lincoln Institute recently helped organize a “Training the Trainers” course that included a field trip to the SSSCZ. One of the first Lincoln Institute programs to be held in person since the start of the pandemic, the course was organized jointly by the Peking University–Lincoln Institute Center for Urban Development and Land Policy (PLC) and Peking University Shenzhen Graduate School, and was designed to enhance the knowledge and skills of the participants in spatial planning and land policy. In addition to the SSSCZ field trip, participants attended lectures by prominent scholars and PLC specialists and took part in simulations aimed at finding land policy solutions.
“Part of the goal of the workshop was to brainstorm ways to design spatial policy for the area, and figure out how to pay for the costs,” said Shenmin Liu, a research analyst with the Lincoln Institute who helped organize the course. “We introduced land value capture tools and asked students to think creatively about the possibilities.”
The 37 participants, primarily young scholars, practitioners, and doctoral students from universities, research institutions, and planning institutions across China, met with local planners in the SSSCZ and learned about plans for the area. Those plans include developing a local harbor into a transportation hub and attracting companies involved in artificial intelligence, robotics, or other high-tech industries. Shenzhen already has firm footing in the technology sector, as the home of global companies including Tencent and Huawei.
The field trip helped the participants learn about the challenges of land policy reform in the context of a new spatial planning framework adopted in China, as well as the newly amended Land Administration Law. The latter requires better compensation for villagers whose land is taken for development, which should give farmers a fairer deal—but attaches higher costs to China’s rapid urbanization.
While the group was on site, Professor Shouying Liu of Renmin University delivered a lecture on land policy reform in China at the Office of the Administration Committee of the SSSCZ, attracting an audience of leaders and officials from various government agencies active in the cooperation zone in addition to the course participants. During the course, speakers also explored topics including land policy issues in the SSSCZ; spatial planning theory and practice; natural resource management and spatial planning; land value capture; property taxation; and smart-city development. Lincoln Institute President George W. McCarthy and Chair and Chief Investment Officer Kathryn J. Lincoln delivered virtual remarks.
Finally, the course introduced the methodology of gaming simulations for planning and land policy decisions, using the SSSCZ as a real-world case. The participants divided into five groups and took part in role-playing land use negotiations, then came up with various proposals to address the difficult land policy issues facing the SSSCZ. The gaming simulation methodology was first introduced to China by Dutch scholars through two training courses organized by the PLC and the Peking University Shenzhen Graduate School in 2018.
Each year, the Peking University–Lincoln Institute Center for Urban Development and Land Policy (PLC) offers a weeklong “Training the Trainers” course, with the goal of convening scholars and practitioners who can use the knowledge they gain to inform and develop materials for use in graduate and continuing education programs. The subject of the course varies, often targeting needs relevant to current policy reforms. Learn more about the PLC and its programs.
Katharine Wroth is the editor of Land Lines.
Photograph: Training the Trainers course participants learn about urban planning strategies and challenges in China’s Shenzhen-Shanwei Special Cooperation Zone. Credit: Shenmin Liu.
Land Matters Podcast: Addressing Structural Racism in Urban Planning
City planners are emerging from behind the scenes to help address some of society’s most complex challenges, including building equity and fighting racism. This summer a coalition of planners came together to acknowledge past discrimination in urban development policies and commit to becoming “change agents” to help create more racially equitable communities.
The new approach starts with a better community engagement process, says Eleanor Sharpe, executive director at the Philadelphia City Planning Commission and a coauthor of the newly released Commitment to Change. Sharpe is one of 20 urban planners across the United States who have signed the statement; the group is inviting other planning directors, in cities and towns of all sizes, to sign on.
Sharpe joined Andrea Durbin, director of planning and sustainability for the city of Portland, Oregon, and a fellow signatory, on Land Matters, the podcast of the Lincoln Institute of Land Policy.
Sharpe and her colleagues have embraced the idea of “moving at the speed of trust,” she says, describing the process as “very slow, very intentional, very careful listening, hearing, learning. . . . We want to amplify the lived experience of the people, and that this is not just solely professional planners who are making determinations.”
Participants attend a public meeting in the Lower North District as part of the Philadelphia 2035 comprehensive planning process. Cities such as Philadelphia are working to involve residents who were once excluded from land use decisions. Photo courtesy of the American Planning Association.
The planners’ initiative is part of a reckoning about structural racism in American society—economic forces, institutions, and interactions that have discrimination baked in. That includes buying a home, for example, because of racial covenants and the practice of redlining, which saw federal lending guidelines deny loans to those in neighborhoods with people of color or immigrants. Such policies denied the wealth that comes with homeownership—an impact felt over generations.
Governments implemented other harmful policies: the bulldozing of Black neighborhoods during the time of urban renewal; plowing freeways through those same neighborhoods, casting shadows and blighting everything nearby; setting zoning to favor the white and wealthy in single-family homes; and designing poor-quality public housing in isolated locations.
The harsh treatment of these communities “wasn’t an afterthought,” said Sharpe. “It was deliberate.”
Although city planners were not directly or solely responsible for each of those decisions, the planning profession has been in some ways complicit in setting the stage for racial segregation, according to the planners’ statement.
“We’ve seen the impacts of past policies across our nation,” says Durbin. “The planning directors that we’re working with are coming together and saying . . . that we need to recognize that, we need to own that, acknowledge it, and make changes.”
Philadelphia planners discuss a downtown redevelopment project in 1950. Today, the city seeks to engage a broader swath of the community in planning decisions. Photo courtesy of the Special Collections Research Center, Temple University Libraries, Philadelphia, PA.
Joining several other cities, Portland recently banned zoning that allows only single-family houses, opening the way for more affordable multi-family housing in prime neighborhoods. “Our first zoning code was adopted in 1924, and back then, single-family zoning was applied to the 15 highest quality neighborhoods . . . embedding exclusionary practices into our zoning policies from the very beginning,” Durbin says. “These are areas that are near transit and other key amenities, good schools. We needed to provide more [housing] choices for our residents.”
This kind of work can be fraught. Cities that change zoning to encourage more housing development, or take advantage of federal funding to dismantle urban freeways, face the specter of fueling gentrification.
“This is the ultimate conundrum, especially in cities that have challenging areas of poverty and disenfranchisement—the fear [that] any improvement will result in a completely new population moving in, displacing the existing population, some of whom have lived in these areas through all its challenges,” Sharpe says.
The planners acknowledge they are stepping out with more prominence than has generally been the case for the profession, but they say the moment calls for a new approach.
“We just need to flip the script,” says Durbin. “The question is, how do we use our tools, land use planning, zoning tools to advance racial equity, build community wealth, increase economic opportunities for Black, Indigenous, and communities of color? We need to be intentional about who benefits, who’s burdened, and ensure that community benefits and public good are centered in our planning processes, and that we’re planning for those who’ve been most underserved.”
The new initiative emerged from a network of planners from major U.S. cities, who convene each year to exchange ideas, with facilitation by the Lincoln Institute, the American Planning Association, and the Harvard University Graduate School of Design. In this 75th anniversary year—the Lincoln Institute started as the Lincoln Foundation in 1946—the Lincoln Institute is exploring how this program and others have evolved over the years, and how they are being applied now to some of the world’s most pressing challenges.
Cleveland native Frank G. Jackson, the city’s longest-serving mayor, has been an advocate for building equity and opportunity in this postindustrial city since taking office in 2006. Mayor Jackson is a lifelong resident of the Central neighborhood, where he began his career in elected office as a City Council member. He later served as City Council president.
A graduate of Cleveland Public Schools, Cuyahoga Community College, and Cleveland State University—from which he earned bachelor’s, master’s, and law degrees—Jackson began his public service career as an assistant city prosecutor in the Cleveland Municipal Court Clerk’s Office.
During his tenure as mayor, Jackson has focused on helping residents and businesses benefit from investments occurring in the city and advancing the Downtown Lakefront Development Plan. He also spearheaded Sustainable Cleveland 2019, a 10-year initiative designed to build a more sustainable regional economy, encourage sustainable business practices, and improve air and water quality in this former manufacturing hub.
Mayor Jackson recently spoke with Senior Fellow Anthony Flint as part of a series of conversations with mayors of cities that are especially significant to the history of the Lincoln Institute. The series is part of the organization’s 75th anniversary celebration. An edited transcript follows; the full interview, along with others in the series, is available as a Land Matters podcast.
Mayor Frank Jackson, with Lake Erie and downtown Cleveland behind him. Credit: Courtesy of City of Cleveland.
Anthony Flint:When our founder, inventor and entrepreneur John C. Lincoln, got his start in the late 1800s, Cleveland was a booming place, arguably right up there with New York and Chicago, an incredible mix of innovation and jobs and homes and neighborhoods. Could you reflect on how that legacy has been on your mind as you’ve governed Cleveland over the last 15 years?
Frank Jackson: Well, it’s always good to know history, so you can put yourself in the right frame of mind and have perspective. Cleveland was a booming place, with the Rockefellers and the [economic successes] of the Industrial Revolution . . . we were ideally located in terms of our ability to be a hub and for the distribution of goods and materials throughout the Midwest. So we reflect back on those heydays, fully recognizing that what brought us to that moment is no longer here . . . and that there needs to be a relooking at where Cleveland is now and what could position Cleveland to be in a similar situation as a hub for economic opportunity and prosperity and quality of life.
AF:At the statue in Public Square, former Mayor Tom Johnson is shown seated with his hand on a copy of Progress and Poverty by Henry George. Cleveland is where John Lincoln first heard George speak. Why do you think Cleveland was so receptive to the ideas of George, who believed the value of land should belong to everyone?
FJ: I couldn’t tell you for sure, but as you know, the body takes its direction from its head . . . and I think Tom L. Johnson was a mayor with progressive thoughts and with the fortitude to execute and implement [ideas]. So he wasn’t just a conversationalist, he actually did things.
This transition that Cleveland was in then—fast-forward, and we’re in the same transitional kind of period. The Industrial Revolution produced a certain level of prosperity and wealth, but also produced a certain social condition . . . that I believe that progressive era was attempting to change to create more equitable outcomes.
I admit, I didn’t really study Mr. George’s philosophy. But what I do understand is this progressive notion of land use, and how land should not be controlled by a few entities that determine what happens. There should be broader input into what happens on that land.
AF:As the city has steadily emerged from a period of decline and population loss during the second half of the 20th century, what have been the critical elements of its regeneration? What catalysts are you most hopeful about?
FJ: Well, it’s how you position yourself, how does Cleveland position itself for the future . . . . I look at it as, how do we have a sustainable economy? How do we deliver goods and services and how do we get into sustainable industries [like electric vehicles] . . . all of this includes technology, all of it includes education, all of it includes research and development. All these things are inclusive of each other. So there’s not just one thing we can pick and say we’re going to do.
I think we need to go back to what Mr. George was talking about, and what Tom L. Johnson was trying to do, which is to say that [progress] is only sustainable if we have equity, and if we eliminate the disparities and inequities in the way our social, political, and economic systems function. And as you know, particularly around the social unrest these days, if we fail to address issues of classism and racism, then all our efforts will be doomed.
AF:Race and economic development are very much on every mayor’s mind these days, especially now that the pandemic has revealed so much entrenched inequity. What are some of the most effective ways Cleveland has addressed historic segregation and racial disparities?
FJ: Before I answer that, let me just say that whatever we have done is not sufficient, because all of these things are institutionalized . . . . We’ve gone to the point of declaring violence and poverty as a public health issue. We’ve gone to the point of establishing a new division in the Department of Health around social justice. We’re trying to institutionalize some things.
We have also attempted to work with our private sector partners to address inequities, disparity, and racism within their organizations, helping to have a better outcome in terms of contracting for goods and services with lending institutions—even though redlining is illegal, the actual practice of how investments are made and moneys are lent and developments occur is basically redlining. So we try to work with them to help them . . . be able to take a risk where they normally would not take a risk. That can only happen if you allow for wealth to occur among those who have traditionally been denied wealth. If you have leadership and career opportunities for those who had traditionally been denied those opportunities. So those are the kinds of things that we work on.
The real thing is what is the culture of Cleveland. How does Cleveland function, and what is its attitude toward these things. And that’s a behavioral thing that bureaucracy cannot really regulate.
AF:Can you tell us about recent zoning reform measures aimed at reducing barriers to housing production and other local economic activity? How important are these rules and regulations to regeneration, and how has Cleveland made innovative use of vacant and abandoned land?
FJ: As you know, land use is key . . . . We’re moving toward having zoning more aligned with people and multiple mobility, the kind of approaches where there’s bikes, cars, scooters, walking, jogging. In that context, trying to create that type of city, it’s very important to have zoning that will accommodate that and will accommodate it in a way that [minimizes conflict].
When I first came into government, there was no new housing development in Cleveland . . . . As a result of the negative impacts of federal and state policy around redlining and urban renewal and then the social impact of riots, [we had] acres and acres of vacant land in the central city, predominantly in African-American communities . . . . Mayor [Michael White, who led the city from 1990–2001] was really a genius in this regard. He worked with the financial institutions and developers to create a network of neighborhood nonprofits whose primary purpose was to redevelop land for housing and to redevelop land at all price ranges, that would make it affordable. I’m familiar with it because I was councilman of Central, where I still live, which probably had the most negative impacts.
We continue this effort today with Recovery Act money; we’re getting $511 million and we’re working with the private sector to develop tools. We’re not talking about a project or initiative, we’re developing tools. What we’re working on now to really connect all these dots . . . a lot of that has to do with land and with the availability of land, whether it’s lakefront land or empty office space downtown or warehouses, old industrial sites that need environmental cleanup. It’s not just housing, but also, how do we create entrepreneurship, commercial strips, retail strips that still have the bones—how do we bring them back and have ownership of goods and services being provided to the community by the people in that community or someone who looks like the people of that community?
AF:Well, if there’s one thing that Cleveland has, it’s good bones, right?
FJ: That’s exactly right. One of the things that culturally came out of that period that you talked about, the heyday of Cleveland, was Severance Hall [home of the Cleveland Orchestra], the museums, the whole University Circle area . . . . Now we’re trying to use old industrial sites and lakefront or riverfront property in a new way since it’s no longer used for commerce . . . [but] a freeway, railroad tracks, those kinds of things [are] almost impossible to remove, but they’re barriers. So how do you overcome those barriers? One of the things we’re looking at is a land bridge that would allow for green space and access to the riverfront, the lakefront, and with that to always have public access and not have private ownership of the waterfront.
AF:Sounds like there’s a lot of reimagining going on.
FJ: That’s the advantage to where Cleveland is now. To have a blank canvas, so to speak, gives us that opportunity. Now the question is whether or not we mess it up . . . . I’ve maintained that whatever we do, it will never be sustainable if we don’t address the underlying issues that are really the issues of America: institutionalized inequity, disparities, racism, and classism, which has a lot to do with land.
This interview is also available as an episode of the Land Matters podcast.
Anthony Flint is a senior fellow at the Lincoln Institute and a contributing editor to Land Lines.
Photograph: Once an industrial powerhouse, Cleveland has had to reinvent itself after experiencing decades of economic decline during the 20th century. Credit: benkrut via iStock/Getty Images Plus.